This presentation provides a concise overview of the FCA's updated Financial Crime Guide (CP24/9), outlining key regulatory changes and their...
This presentation provides a structured overview of FCA-regulated credit broking, covering key definitions, authorisation types, compliance...
This presentation provides a clear and concise guide to becoming an FCA-authorised payment service provider in the UK. It covers key regulatory...
This article explores how UK crypto firms can prepare for upcoming regulations, including FSMA 2023, the Phase 2 regime, and global compliance...
This article outlines how UK crypto firms can achieve FCA registration, covering AML requirements, compliance best practices, and real-world case...
The UK crypto market is growing, but regulatory uncertainty remains. Learn about FCA oversight, crypto classifications, and evolving rules to...
This presentation provides a concise overview of key FCA Handbook rules and guidance on financial crime compliance. It highlights the importance...
Understanding FCA fees is essential for firms seeking authorisation. This presentation breaks down the three key types of fees--authorisation,...
The UK government plans to reform the Consumer Credit Act, modernizing and simplifying consumer protection rules under FCA regulation. Learn how...
Learn about the FCA's Temporary Registration Regime for crypto-asset firms and the compliance requirements under the Fifth Anti-Money Laundering...
Discover how MEMA Consultants supported a wealth management firm in achieving FCA authorisation. From application guidance to risk compliance, we...
Explore the FCA's consultation on preventing phoenixing in claims management firms, ensuring market integrity and fair competition while...
Discover how MEMA Consultants helped an asset management firm enhance its governance framework, improving oversight, reducing risks, and aligning...
Explore the FCA's key updates for consumer credit firms, including the proposed Consumer Duty, buy-now-pay-later regulations, and safeguards for...
Discover essential steps for FCA authorisation, including systems and controls, customer targeting, fee transparency, and compliant financial...
Discover how MEMA helped a consumer credit firm achieve FCA authorisation. From compliance reviews to application preparation, our expert guidance...
Learn how to navigate the FCA's Temporary Permissions Regime. Understand application processes, landing slots, and compliance steps with MEMA...
Understand the FCA's culture and governance requirements. Learn how accountability, leadership, and conduct shape financial services and how MEMA...
Stay updated with the FCA's quarterly financial promotions review. Discover key insights on regulatory compliance, fair advertising, and consumer...
Learn the key steps to getting FCA authorised, including firm resources, disclosures, risk management, and business model requirements. Ensure...
Understand the FCA's concerns outlined in the Dear CEO letter. Learn how issues like spurious claims, unclear fees, and poor compliance impact the...
Customer Due Diligence (CDD) ensures firms verify client identities, assess risks, and comply with AML regulations. Learn essential controls like...
The UK Government is introducing regulations for Buy-Now-Pay-Later (BNPL) agreements, requiring FCA authorisation and stricter creditworthiness...
MEMA Consultants helped an international payments company achieve FCA authorisation in just nine months, enabling them to expand into the UK...
Explore the UK's financial crime legislation framework, including key laws like the Proceeds of Crime Act, Money Laundering Regulations, and...
Learn the key aspects of the Senior Managers & Certification Regime (SM&CR). Understand its purpose, who it applies to, and essential...
Discover actionable insights from the FCA's review of financial crime controls. Learn how to enhance governance, risk assessments, due diligence,...
The FCA warns retail banks of significant AML failings. Learn about governance, risk assessment, due diligence, and reporting to strengthen your...
